James J. Linhardt is a corporate and securities attorney with Kunzman & Bollinger, Inc. James has experience drafting registration statements, private placement memoranda, and related documents for publicly registered and private placement offerings including non-traded REITs, mortgage programs, oil and gas drilling and acquisition programs, private equity, and other alternative investment offerings for a maximum of over $3 billion.
James also has extensive experience assisting issuers and broker-dealers in preparing and revising offering related sales materials and communications for compliance with FINRA rules and regularly communicates with senior FINRA personnel regarding advertising regulation interpretations. He has experience forming, acquiring, and selling broker-dealers and state and SEC registered investment advisors and also engaging in continuing membership applications on behalf of existing broker-dealers effecting material changes in their business. James also regularly assists clients navigating the regulatory landscape with the SEC and FINRA, including analyses of the SEC’s Bad Actor Rules and preparing written supervisory procedures and ongoing continuing education materials.
In addition, James assists clients with general corporate matters such as preparing ongoing consents, board meeting minutes and shareholder voting documents and more complex corporate matters such as developing and implementing cybersecurity policies and procedures, remediating material weaknesses, and preparing and implementing corporate governance committee and audit committee charters.
Prior to joining Kunzman & Bollinger, Inc., James was a senior associate in the New York offices of PricewaterhouseCoopers, LLP (“PwC”). While working in PwC’s global transfer pricing practice, James assessed and revised the transfer pricing policies for a global pharmaceutical company with over $40 billion in revenue and entities in over 100 countries, prepared analyses on proposed IRS adjustments in preparation for IRS Appeals Conferences, prepared memoranda and technical analysis for IRS Advance Pricing Agreements, and performed M&A due diligence. James’ experience involved addressing transfer pricing issues related to various transaction types, including IP migration, IP licensing, and factoring for clients in the financial services, technology, pharmaceutical, and consumer goods industries.
James is licensed to practice law in Oklahoma and New York (non-practicing) and is a member of the Oklahoma Bar Association, New York State Bar Association, and American Bar Association.
James graduated from the University of Oklahoma College of Law in 2013 where he was a member of the Dean’s List in all semesters, a research editor for the American Indian Law Review, a member of Phi Delta Phi honor society, co-founder and president of Law Students for Africa, and recipient of the Savage Scholarship. James graduated from Oklahoma State University in 2010 with a degree in economics, where he was a recipient of the OSU Leadership Recognition Program Award, President’s Leadership and Service Recognition Award, Spears School of Business Scholar Leader award, and was named the Business Student Council Member of the Year.